Cecil C. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecil Charlie Brown JR, who also goes by Cecil Charlie Jr Brown, was a registered financial professional .
Cecil is a previously registered financial professional and started their career in finance in 1992. Cecil had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2005 - June 9, 2023
SOUNDPATH INVESTMENT ADVISORS, LLC
November 16, 1995 - March 24, 2005
MEDLEY & BROWN
July 27, 1992 - December 10, 1993
LAMARCO, INC.
April 15, 1992 - June 26, 1992
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUNDPATH INVESTMENT ADVISORS, LLC
CRD#: 133587 / SEC#: 801-63763
Contact information
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 746,836,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
