Richard R. Dullnig
Professional summary
Richard Rolle Dullnig is a registered financial advisor currently at 1900 WEALTH located in San Antonio, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 7TO, SIE, Series 31, Series 55, Series 7, Series 27, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Rolle Dullnig's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2021 - Present
1900 WEALTH
Office #1: 1900 Broadway Suite 900, San Antonio, TX 78215June 14, 2018 - September 20, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
June 14, 2018 - September 20, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
October 24, 2008 - October 8, 2018
INVESTMENT PROFESSIONALS, INC.
October 24, 2008 - November 30, 2018
INVESTMENT PROFESSIONALS, INC.
July 8, 2003 - October 24, 2008
AMERIPRISE ADVISOR SERVICES, INC.
March 10, 2003 - October 24, 2008
AMERIPRISE ADVISOR SERVICES, INC.
April 29, 1993 - February 28, 2003
GEORGE E. DULLNIG & CO.
Primary Firm SEC Registration
1900 WEALTH
CRD#: 175346 / SEC#: 801-105469
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/18/2022
General Securities Representative ExaminationSeries 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
1900 WEALTH
CRD#: 175346 / SEC#: 801-105469
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 911 |
| AUM (Assets Under Management) | $ 2,268,162,325 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 10/04/2024 | ||
| 10/13/2023 |
Red Flags
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