Richard Rolle Dullnig
Professional Summary
Richard Rolle Dullnig is a registered financial advisor currently at 1900 WEALTH located in San Antonio, Texas. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 7TO, SIE, Series 31, Series 55, Series 7, Series 27, Series 24, Series 10, Series 9 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
1900 WEALTH | MONTICELLO WEALTH MANAGEMENT, LLC | 1900 WEALTH MANAGEMENT LLC
Contact Information
Main Address
1900 Broadway Suite 900, San Antonio, TX 78215Phone Number
(210) 736-7770# of Employees
22SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,067AUM (Assets Under Management)
$3,071,004,999Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | Cover Page | Report |
| 10/04/2024 | Cover Page | Report |
| 10/13/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
1900 WEALTH | MONTICELLO WEALTH MANAGEMENT, LLC | 1900 WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(10/5/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2022About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Rolle Dullnig's CRS (Customer Relationship Summary).
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