Joan M. Hill
Professional summary
Joan Mary Hill, who also goes by Joan M Malloy, Joan Mary Malloy, is a registered financial advisor currently at TGS FINANCIAL ADVISORS located in Radnor, Pennsylvania.
Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joan has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joan Mary Hill's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2007 - Present
TGS FINANCIAL ADVISORS
Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087August 12, 1996 - July 2, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TGS FINANCIAL ADVISORS
CRD#: 107289 / SEC#: 801-38963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/20/2007)
Exams
Current Firm
TGS FINANCIAL ADVISORS
CRD#: 107289 / SEC#: 801-38963
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,125 |
| AUM (Assets Under Management) | $ 359,389,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 08/29/2024 | ||
| 10/27/2023 | ||
| 12/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
