Laurence C. Pettit
Professional summary
Laurence Craven Pettit III, who also goes by Larry Pettit III, is a registered financial advisor currently at JOSEPH STONE CAPITAL L.L.C. located in Midlothian, Virginia.
Laurence is registered as a RR (Registered Representative) and started their career in finance in 1992. Laurence has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurence Craven Pettit III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2018 - Present
JOSEPH STONE CAPITAL L.L.C.
April 25, 2012 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
September 2, 2011 - May 31, 2018
WINDSOR STREET CAPITAL, LP
July 20, 2011 - April 24, 2012
ARISTON WEALTH MANAGEMENT, L.P.
April 4, 2005 - July 1, 2011
ANDERSON & STRUDWICK, INCORPORATED
January 23, 2001 - April 4, 2005
A&S CAPITAL ADVISORS, INC.
October 27, 2000 - July 1, 2011
ANDERSON & STRUDWICK, INCORPORATED
May 5, 1999 - November 8, 2000
SCOTT & STRINGFELLOW, LLC
May 15, 1992 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2018)
(10/8/2020)
(7/30/2018)
(9/26/2018)
(4/8/2021)
(5/22/2018)
(7/15/2018)
(8/15/2018)
(5/17/2018)
(8/9/2018)
(5/17/2018)
(4/9/2021)
(1/26/2021)
(7/12/2018)
(8/13/2018)
(7/11/2018)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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