CR
Cheryl N. Rose
CONSTELLATION WEALTH ADVISORS
CINCINNATI, OH 45202
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CRD#: 2215094
CR
Cheryl Nicole RoseCONSTELLATION WEALTH ADVISORS
Professional summary
Cheryl Nicole Rose, CFP® is a registered financial advisor currently at CONSTELLATION WEALTH ADVISORS located in Cincinnati, Ohio.
Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Cheryl has worked at 4 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J. Stewart Capital Holdings, dba Woodhouse Spa, Northern Kentucky; and dba Woodhouse Spa, Lexington, Kentucky (not investment related); 2808 Turkeyfoot Rd., Crescent Springs, KY 41071; day spa; Franchise Part-Owner; ; start date 2/2017; 40 hrs./month; 8 hrs/month during trading hours; Manage the team/financial affair. -----Entity/Business Name: Cincinnati Art Museum; Investment related (Y/N): Y; Address: 953 Eden Park Drive, Cincinnati, OH 45202; Nature of the Business: Museum of fine art and the first purpose-built art museum west of the Alleghenies; Position/Title/Relationship: Trustee, Finance and Nominating Committees; Start Date: September 2011; Approximate # of hours a month: 8; Approximate # of hours during trading hours: nominal; Compensated (Y/N)? N; Briefly describe your duties: Supports the museum's initiatives and programs as a museum Trustee -----Entity/Business Name: Groundwork Ohio; Investment related (Y/N): Y; Address: 175 S. 3rd Street, Suite 420, Columbus, OH 43215; Nature of the Business: State advocacy not-for-profit dedicated to early childhood education and well-being; Position/Title/Relationship: Board of Directors; Start Date: January 2024; Approximate # of hours a month: nominal; Approximate # of hours during trading hours: nominal; Compensated (Y/N)? N; Briefly describe your duties: Supports the organization's initiatives and a member of the Board of Directors
CRS (Client Relationship Summary) - RIA
Click below to view Cheryl Nicole Rose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 24, 2020 - Present
CONSTELLATION WEALTH ADVISORS
Office #1: 255 East Fifth St. Suite 3000, Cincinnati, OH 45202RIA
CRD#: 147253
CINCINNATI, OH
Past
May 31, 2018 - May 28, 2020
CONSTELLATION WEALTH ADVISORS, LLC
RIA
CRD#: 289860
CINCINNATI, OH
Past
April 14, 1999 - April 4, 2011
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
April 17, 1998 - April 7, 1999
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
July 30, 1992 - May 1, 1998
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONSTELLATION WEALTH ADVISORS
CONSTELLATION SPORTS COUNCIL | QUADRANT PRIVATE CAPITAL SOLUTIONS | QUADRANT PARTNERS | QUADRANT FAMILY WEALTH ADVISORS | QUADRANT CAPITAL GROUP LLC | CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
RIA
Registered Investment Advisory firm - (5/28/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(3/24/2020)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CONSTELLATION WEALTH ADVISORS
CONSTELLATION SPORTS COUNCIL | QUADRANT PRIVATE CAPITAL SOLUTIONS | QUADRANT PARTNERS | QUADRANT FAMILY WEALTH ADVISORS | QUADRANT CAPITAL GROUP LLC | CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
RIA
Registered Investment Advisory firm - (5/28/2008 Approved)Loading...
Contact information
Main Address
255 East Fifth St. Suite 3000, Cincinnati, OH 45202
Mailing Address
Phone number
(513) 871-5500
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,095 |
| AUM (Assets Under Management) | $ 5,400,048,804 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/27/2025 | ||
| 10/24/2023 |
Red Flags
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Company Information
CONSTELLATION WEALTH ADVISORS
CRD#: 147253Cincinnati, OH 45202TRUST BUT VERIFY
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