Cheryl N. Rose

CONSTELLATION WEALTH ADVISORS

CINCINNATI, OH 45202

Some features on this profile are disabled

CRD#: 2215094

Professional summary

Cheryl Nicole Rose, CFP® is a registered financial advisor currently at CONSTELLATION WEALTH ADVISORS located in Cincinnati, Ohio.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Cheryl has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Nicole Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

March 24, 2020 - Present

CONSTELLATION WEALTH ADVISORS

Office #1: 255 East Fifth St. Suite 3000, Cincinnati, OH 45202

RIA

CRD#: 147253

CINCINNATI, OH

Past

May 31, 2018 - May 28, 2020

CONSTELLATION WEALTH ADVISORS, LLC

RIA

CRD#: 289860

CINCINNATI, OH

Past

April 14, 1999 - April 4, 2011

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

April 17, 1998 - April 7, 1999

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

July 30, 1992 - May 1, 1998

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSTELLATION WEALTH ADVISORS

CRD#: 147253 / SEC#: 801-69216

RIA

Registered Investment Advisory firm - (5/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/1992

General Securities Representative Examination

Current Firm

CONSTELLATION WEALTH ADVISORS

CRD#: 147253 / SEC#: 801-69216

RIA

Registered Investment Advisory firm - (5/28/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

255 East Fifth St. Suite 3000, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 871-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSTELLATION WEALTH ADVISORS FORM ADV PART 2A (AUGUST 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	2,454
AUM (Assets Under Management)	$ 4,661,729,458

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/24/2023	Cover Page	Report
04/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cheryl N. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Nicole Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSTELLATION WEALTH ADVISORS

CONSTELLATION WEALTH ADVISORS, LLC

FIFTH THIRD SECURITIES, INC.

KEYBANC CAPITAL MARKETS INC.

FIFTH THIRD SECURITIES, INC.

Primary Firm SEC Registration

CONSTELLATION WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/1996

Series 7

Date: 7/28/1992

Current Firm

CONSTELLATION WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONSTELLATION WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors