John A. Laudadio
Professional summary
John Anthony Laudadio, who also goes by John A Laudadio, John Anthony Laudadio, John Laudadio, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Allison, Iowa.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Laudadio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
CUNA BROKERAGE SERVICES, INC.
May 1, 2023 - April 15, 2024
BARNABAS CAPITAL, LLC
January 22, 2022 - December 2, 2022
MATRIX 360 DISTRIBUTORS, LLC
May 13, 2021 - December 21, 2021
FORESIDE FUND SERVICES, LLC
September 20, 2017 - November 28, 2018
INCAPITAL DISTRIBUTORS LLC
September 20, 2017 - April 8, 2021
INSPEREX LLC
July 15, 2008 - February 7, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 28, 1999 - July 2, 2008
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 23, 1992 - May 24, 1999
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2024)
(4/29/2024)
Exams
FINRA
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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