Salvatore F. Geswaldo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Felice Geswaldo was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1969. Salvatore had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2002 - November 11, 2002
ARTHURS, LESTRANGE & COMPANY INCORPORATED
December 16, 1998 - December 13, 2001
PIN OAK PARTNERS, INC.
October 31, 1996 - November 16, 1998
COVATO/LIPSITZ, INC.
July 16, 1992 - October 24, 1995
PENN CAPITAL FINANCIAL SERVICES, INC.
June 16, 1972 - January 22, 1979
FIRST PITTSBURGH SECURITIES CORPORATION
May 23, 1969 - July 21, 1972
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/1/1960
Registered Representative ExaminationSeries 00
Date: 7/7/1972
General Securities Principal ExaminationCurrent Firm
ARTHURS, LESTRANGE & COMPANY INCORPORATED
CRD#: 54 / SEC#: , 8-36341
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALCO HOLDING, INC. | 100% OWNER | |
| BEAR, LESLIE LEE | PRESIDENT AND DIRECTOR | 1736090 |
| BOVA, MICHAEL PETER | CHAIRMAN AND CEO | 1195169 |
| GINSBERG, SAMUEL CHARLES | DIRECTOR, CROP | 1447356 |
| POGOZELSKI, RICHARD PAUL | SENIOR VICE PRESIDENT, SROP | 368247 |
| SOFIS, GEORGE GEORGE | SENIOR VICE PRESIDENT, TREASURER | 430117 |
| VALOTTA, EILEEN TERESA | CONTROLLER | 866333 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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