Robert R. Weintraub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert R Weintraub, who also goes by Bob Weintraub, Robert Richard Weintraub, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2018 - October 15, 2018
TD AMERITRADE, INC.
May 3, 2018 - October 15, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 3, 2018 - October 15, 2018
TD AMERITRADE, INC.
August 17, 2016 - October 19, 2016
BRIGHTON JONES LLC
March 7, 2006 - July 21, 2016
CAPITAL ONE ADVISORS, LLC
February 14, 2006 - July 21, 2016
CAPITAL ONE INVESTING, LLC
July 8, 2004 - January 30, 2006
WAMU INVESTMENTS, INC.
October 15, 1993 - April 5, 1995
VOYA FINANCIAL PARTNERS, LLC
June 11, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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