Martha Cortez

STRATEGICOME GROUP LLC

Chandler, AZ 85224

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CRD#: 2214974

Professional summary

Martha Cortez, who also goes by Martha Ortiz, is a registered financial advisor currently at STRATEGIC INCOME GROUP LLC located in Chandler, Arizona.

Martha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Martha has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martha Ortiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Cortez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2013 - Present

STRATEGIC INCOME GROUP LLC

Office #1: 2330 W. Ray Road Suite 3, Chandler, AZ 85224

RIA

CRD#: 165839

Chandler, AZ

Past

March 7, 2013 - April 7, 2016

LPL FINANCIAL LLC

CRD#: 6413

CHANDLER, AZ

Past

December 5, 2011 - March 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MESA, AZ

Past

January 26, 2011 - March 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MESA, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC INCOME GROUP LLC

CRD#: 165839 / SEC#: 801-108752

RIA

Registered Investment Advisory firm - (12/12/2016 Approved)

Arizona

Registered Investment Advisory firm - (12/23/2016 Terminated)

California

Registered Investment Advisory firm - (1/22/2017 Terminated)

Colorado

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2011

General Securities Representative Examination

Current Firm

STRATEGIC INCOME GROUP LLC

CRD#: 165839 / SEC#: 801-108752

RIA

Registered Investment Advisory firm - (12/12/2016 Approved)

Arizona

Registered Investment Advisory firm - (12/23/2016 Terminated)

California

Registered Investment Advisory firm - (1/22/2017 Terminated)

Colorado

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2016 Terminated)

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Contact information

Main Address

2330 W. Ray Road Suite 3, Chandler, AZ 85224

Mailing Address

Phone number

(480) 466-7070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIG - ADV PART 2A FIRM BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts	1,165
AUM (Assets Under Management)	$ 354,914,578

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2024	Cover Page	Report
01/24/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martha Cortez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Cortez's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRATEGIC INCOME GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2011

SIE

Date: 4/7/2016

Series 7

Date: 1/25/2011

Current Firm

STRATEGIC INCOME GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC INCOME GROUP LLC

TRUST BUT VERIFY

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