Denis M. Horrigan
CONNECTICUT WEALTH MANAGEMENT
Farmington, CT 06032-1911
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CRD#: 2214876
Professional summary
Denis Michael Horrigan, CFP® is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Denis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Denis has worked at 9 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Social Security Planning
Employee and Employer Plan Ben...
Estate Planning
Health Care
Tax Planning
Insurance Planning
Retirement Income Management
Comprehensive Financial Planni...
Investment Planning
Socially Responsible Investing
Retirement Planning
Small Business Planning
Life Transitions
Business Succession Planning
Inheritance
Long-term Care
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hartford Your Scholars; Board Chair; 1/1/2023; Hours per month devoted to business outside trading hours: 15. 2. Member of the Simsbury-Grady Rotary Club, as well as serves on the Investment Committee, devoting approximately 5 hours a month, during not trading hours. 3. Membership owner of Ten One Ten, LLC since 2014 and devotes 4 hours per month to the operation of the LLC. during trading hours. 4. Mclean Fund; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Helps fund McLean Affiliates and McLean Game Refuge; 9/1/2023; Hours per month devoted to the business. 1; Oversight of operations. 5. Mclean Affiliates, Inc.; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Not-for-profit provider of senior living and health care; 9/1/2023; Hours per month devoted to the business. 1; Oversight of operations. 6. McLean Game Refuge; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Dedicated to the protection of native wildlife and the conservation of the landscape; 9/1/2023; Hours per month devoted to the business. 1; oversight of operations. 7. Capital Workforce partners, position is Board of Directors,1 hour per month 8. Financial Planning Association (FPA) of Connecticut position is Board of directors, 2 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Denis Michael Horrigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
October 28, 2010 - Present
CONNECTICUT WEALTH MANAGEMENT, LLC
Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911RIA
CRD#: 154310
Farmington, CT
Past
November 18, 2009 - October 27, 2010
KR WEALTH MANAGEMENT, LLC
RIA
CRD#: 127644
FARMINGTON, CT
Past
May 22, 2008 - January 11, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
FARMINGTON, CT
Past
May 22, 2008 - September 17, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
FARMINGTON, CT
Past
March 6, 2007 - February 15, 2008
ST. GERMAIN SECURITIES, INC.
BD
CRD#: 3255
HARTFORD, CT
Past
March 28, 2006 - February 15, 2008
ST. GERMAIN SECURITIES, INC.
RIA
CRD#: 3255
HARTFORD, CT
Past
November 17, 2000 - June 2, 2003
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
EAST HARTFORD, CT
Past
October 12, 2000 - May 20, 2003
OSAIC FS, INC.
RIA
CRD#: 3870
EAST HARTFORD, CT
Past
August 18, 2000 - May 20, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
December 9, 1999 - May 3, 2000
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
August 7, 1996 - September 7, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
February 16, 1993 - October 17, 1995
BAYBANKS BROKERAGE SERVICES, INC.
BD
CRD#: 17536
Past
March 23, 1992 - January 26, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(10/28/2010)
IAR
Texas(1/6/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
281 Farmington Avenue, Farmington, CT 06032-1911
Mailing Address
Phone number
(860) 470-0290
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,737 |
| AUM (Assets Under Management) | $ 3,708,773,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/02/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310Farmington, CT 06032-1911TRUST BUT VERIFY
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Contact information
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