Christine J. Kruk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Jillson Kruk, who also goes by Christine Jillson, Christine Jillson, Christine Jillson Kruk Mrs, Christine Kruk, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1992. Christine had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - December 31, 2015
WADDELL & REED
September 17, 2010 - December 31, 2015
WADDELL & REED
October 23, 2009 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 5, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 28, 2006 - August 16, 2006
UBS FINANCIAL SERVICES INC.
May 26, 2005 - August 16, 2006
UBS FINANCIAL SERVICES INC.
September 15, 2004 - May 9, 2005
MML INVESTORS SERVICES, LLC
September 15, 2003 - September 8, 2004
IFMG SECURITIES, INC.
October 23, 2002 - April 23, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 10, 2001 - September 9, 2002
CETERA WEALTH SERVICES, LLC
July 8, 2000 - April 10, 2001
OSAIC FS, INC.
February 12, 1996 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
March 18, 1992 - February 15, 1996
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
