IB
Iain L. Brackstone
ARKADIOS WEALTH ADVISORS
Alpharetta, GA 30022
Some features on this profile are disabled
CRD#: 2214750
IB
Professional summary
Iain Lesslie Chase Brackstone, who also goes by Iain Lesslie Chase, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Alpharetta, Georgia and ARKADIOS CAPITAL located in Alpharetta, Georgia.
Iain is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Iain has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Iain Lesslie Chase
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALTERNATIVE RISK STRATEGIES, LLC.; NON-INVESTMENT RELATED; MEMBER; 10505 CRANCHESTER WAY, ALPHARETTA, GA 30022; COMPANY WAS FUNDED BY IAIN BRACKSTONE TO PROVIDE CONSULTING SERVICES TO INSURANCE COMPANIES AS IT RELATES TO CLOSED BLOCKS OF PRIVATE PLACEMENT VARIABLE INSURANCE CONTRACTS ISSUED TO ACCREDITED INVESTORS; 4 HRS/MONTH; 0 HRS/TRADING DAY; START DATE APRIL 2007, PROVIDE CONSULTING SERVICES TO COMPANIES SELF-INSURING SPECIFIC RISKS IN LOOKING TO REDUCE CLAIMS. 0HRS/DAY 2. SOUTH PARK CAPITAL, POSITION: Wealth Advisor NATURE: Work with individual (retail) investors as it concerns recommendations and selection of investment and insurance products for personal individual needs and goals. Products and services are as offered through Arkadios Capital and Arkadios Wealth Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2018, ADDRESS: 6000 Fairview Road, Suite 1150, Charlotte NC 28210, DESCRIPTION: Wealth Advisor/Financial Advisor: Work directly with individuals, Trusts and businesses on managing financial needs and expectations. Implement financial strategies as directed by investors. 3. George Terlizzi, Inc, Is Investment Related, 6101 Carnegie Blvd., Charlotte, NC, 28209, United States, Consulting, Financial Advisor/Consultant, 1/1/2018, 160 hours per month, 5 hours per month during trading hours, Commission Compensation, Advise retail investment and insurance clients on behalf of SouthPark Capital
CRS (Client Relationship Summary) - RIA
Click below to view Iain Lesslie Chase Brackstone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2022 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 11675 Great Oaks Way Suite 140, Alpharetta, GA 30022RIA
CRD#: 288863
Alpharetta, GA
Current
August 16, 2022 - Present
ARKADIOS CAPITAL
Office #1: 11675 Great Oaks Way Suite 140, Alpharetta, GA 30022BD
CRD#: 282710
Alpharetta, GA
Past
February 17, 2015 - September 30, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Alpharetta, GA
Past
January 19, 2015 - September 30, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Alpharetta, GA
Past
March 30, 2012 - August 27, 2013
KALOS MANAGEMENT
RIA
CRD#: 133025
ALPHARETTA, GA
Past
February 28, 2012 - July 22, 2013
KALOS CAPITAL, INC.
BD
CRD#: 44337
ALPHARETTA, GA
Past
October 7, 2011 - March 1, 2012
TRIAD ADVISORS LLC
RIA
CRD#: 25803
SUWANEE, GA
Past
October 6, 2011 - March 1, 2012
TRIAD ADVISORS LLC
BD
CRD#: 25803
SUWANEE, GA
Past
July 26, 2011 - October 18, 2011
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
ALPHARETTA, GA
Past
May 12, 2011 - October 18, 2011
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
March 8, 1996 - May 6, 1996
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
July 20, 1992 - April 5, 1994
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
April 10, 1992 - April 15, 1992
POWELL & SATTERFIELD, INC.
BD
CRD#: 7030
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2022)
RR
California(8/16/2022)
RR
Colorado(8/16/2022)
RR
Florida(8/16/2022)
RR
Georgia(8/16/2022)
IAR
Georgia(8/19/2022)
RR
Massachusetts(8/16/2022)
RR
New Hampshire(8/16/2022)
RR
New Jersey(8/16/2022)
RR
New Mexico(8/16/2022)
RR
New York(8/16/2022)
RR
North Carolina(10/5/2022)
RR
Tennessee(8/16/2022)
RR
Texas(8/16/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
