Gerald L. Gerweck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lee Gerweck, who also goes by Gerry Gerweck, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1973. Gerald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - May 11, 2017
OAK POINT FINANCIAL GROUP
July 19, 2016 - May 9, 2017
LPL FINANCIAL LLC
February 27, 1998 - July 20, 2016
SII INVESTMENTS, INC.
April 16, 1997 - July 20, 2016
SII INVESTMENTS, INC.
November 20, 1989 - December 12, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - December 7, 1989
OSAIC WEALTH, INC.
May 31, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 8, 1982 - April 18, 1997
VOYA FINANCIAL ADVISORS, INC.
June 12, 1973 - September 28, 1982
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/6/1973
Registered Representative ExaminationCurrent Firm
OAK POINT FINANCIAL GROUP
CRD#: 155126 / SEC#: 801-71916
Contact information
Red Flags
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