Richard F. Froio

EATON VANCE MANAGEMENT

BOSTON, MA 02109

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CRD#: 2214598

Professional summary

Richard Francis Froio, who also goes by Richard Francis Froio Sr, Richard Francis Froio Sr., Richard Francis Froio, Rick Froio, is a registered financial advisor currently at EATON VANCE MANAGEMENT located in Boston, Massachusetts and EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 25 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Francis Froio Sr | Richard Francis Froio Sr. | Richard Francis Froio | Rick Froio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Francis Froio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2017 - Present

EATON VANCE MANAGEMENT

Office #1: One Post Office Square, Boston, MA 02109

RIA

CRD#: 104859

BOSTON, MA

Current

November 14, 2017 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: One Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Past

February 5, 2013 - October 23, 2017

PIMCO INVESTMENTS LLC

CRD#: 154957

NEWPORT BEACH, CA

Past

March 29, 2010 - December 14, 2012

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

March 29, 2010 - December 14, 2012

BLACKROCK CAPITAL MARKETS, LLC

CRD#: 146514

NEW YORK, NY

Past

June 13, 2008 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

BOSTON, MA

Past

July 21, 2006 - December 14, 2012

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

July 20, 2006 - December 14, 2012

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

October 20, 2005 - May 31, 2006

BFD DISTRIBUTOR, INC.

CRD#: 136212

BOSTON, MA

Past

May 13, 2004 - June 2, 2006

IMST DISTRIBUTORS, LLC

CRD#: 130745

PORTLAND, ME

Past

January 28, 2002 - August 13, 2003

JONES, BYRD, & ATTKISSON, INC.

CRD#: 36268

ATLANTA, GA

Past

January 28, 2002 - February 24, 2006

NEW COVENANT FUNDS DISTRIBUTOR, INC.

CRD#: 37465

JEFFERSONVILLE, IN

Past

December 20, 2001 - June 2, 2006

HEARTLAND INVESTOR SERVICES, LLC

CRD#: 29693

BOSTON, MA

Past

July 16, 2001 - June 2, 2006

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

June 19, 2001 - August 19, 2005

BISYS SHELF B/D (1), INC.

CRD#: 26501

BOSTON, MA

Past

May 22, 2001 - November 21, 2005

EVERGREEN DISTRIBUTOR, INC.

CRD#: 35773

BOSTON, MA

Past

May 22, 2001 - November 29, 2005

STI CLASSIC FUND SERVICES, INC

CRD#: 35746

BOSTON, MA

Past

May 22, 2001 - May 31, 2006

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

May 22, 2001 - May 31, 2006

BD COMPLIANCE SOLUTIONS, LLC

CRD#: 30188

PORTLAND, ME

Past

May 22, 2001 - May 31, 2006

CITI DISTRIBUTION SERVICES, INC.

CRD#: 29244

BOSTON, MA

Past

May 22, 2001 - June 2, 2006

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

BROOKLYN, OH

Past

May 22, 2001 - June 2, 2006

FORESIDE INVESTMENT SERVICES, LLC

CRD#: 30016

PORTLAND, ME

Past

May 22, 2001 - June 2, 2006

FTFD FUND DISTRIBUTOR, INC.

CRD#: 22229

BOSTON, MA

Past

August 26, 1999 - May 31, 2006

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

June 11, 1992 - October 17, 1995

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EATON VANCE MANAGEMENT

CRD#: 104859 / SEC#: 801-15930

RIA

Registered Investment Advisory firm - (2/20/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/14/2017)

IAR

Massachusetts
(12/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EATON VANCE MANAGEMENT

CRD#: 104859 / SEC#: 801-15930

RIA

Registered Investment Advisory firm - (2/20/1981 Approved)

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Contact information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

Phone number

(617) 482-8260

Established

Firm type

Fiscal year end

# of Employees

247

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVM FORM ADV PART 2A BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	4,053
AUM (Assets Under Management)	$ 84,879,368,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Richard F. Froio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Francis Froio's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE DISTRIBUTORS, INC.

PIMCO INVESTMENTS LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK CAPITAL MARKETS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

BFD DISTRIBUTOR, INC.

IMST DISTRIBUTORS, LLC

JONES, BYRD, & ATTKISSON, INC.

NEW COVENANT FUNDS DISTRIBUTOR, INC.

HEARTLAND INVESTOR SERVICES, LLC

FUNDS DISTRIBUTOR, LLC

BISYS SHELF B/D (1), INC.

EVERGREEN DISTRIBUTOR, INC.

STI CLASSIC FUND SERVICES, INC

PROFUNDS DISTRIBUTORS, INC.

BD COMPLIANCE SOLUTIONS, LLC

CITI DISTRIBUTION SERVICES, INC.

VICTORY CAPITAL SERVICES, INC.

FORESIDE INVESTMENT SERVICES, LLC

FTFD FUND DISTRIBUTOR, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

EATON VANCE MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2001

Series 63

Date: 5/6/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/25/1999

Series 6

Date: 6/9/1992

Series 24

Date: 2/28/2000

FINRA

Current Firm

EATON VANCE MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EATON VANCE MANAGEMENT

TRUST BUT VERIFY

Contact information

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