Peter J. Martin

EMPIRICAL ASSET MANAGEMENT

SCITUATE, MA

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CRD#: 2214580

Professional summary

Peter Joseph Martin is a registered financial advisor currently at EMPIRICAL ASSET MANAGEMENT, LLC located in Scituate, Massachusetts.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Peter has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Trefis; Investment-related; 125 High St, Boston, MA 02110; Analytics, educational, and investment research platform; Advisor; 05/13/2023; 8 hours per month; 4 during trading hours; Advise founder on business strategy 2) WorkSimplr; Not investment-related; 2318 Fairway Circle, Castle Rock, CO 80109; Educational organization; Board Member; 11/13/2023; 2 hours per month; 0 during trading hours; Provide project based temporary employment for mainly college level students

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2025 - Present

EMPIRICAL ASSET MANAGEMENT, LLC

RIA

CRD#: 155436

SCITUATE, MA

Past

July 16, 2009 - December 31, 2009

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

March 16, 2006 - May 18, 2009

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

June 26, 1998 - June 8, 2004

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

October 22, 1992 - June 18, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

May 8, 1992 - September 21, 1992

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRICAL ASSET MANAGEMENT, LLC

BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC

CRD#: 155436 / SEC#: 801-71967

RIA

Registered Investment Advisory firm - (11/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/3/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/12/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/7/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 4/29/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/15/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EMPIRICAL ASSET MANAGEMENT, LLC

BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC

CRD#: 155436 / SEC#: 801-71967

RIA

Registered Investment Advisory firm - (11/23/2010 Approved)

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Contact information

Main Address

57 River Street Suite 301, Wellesley, MA 02481

Mailing Address

Phone number

(781) 431-2223

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAM DISCLOSURE BROCHURE AND WRAP FEE PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	988
AUM (Assets Under Management)	$ 467,001,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter J. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS DISTRIBUTION, LLC

NATIXIS DISTRIBUTION, LLC

BOFA DISTRIBUTORS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

EMPIRICAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2025

Series 63

Date: 5/7/1992

Series 3

Date: 6/3/2010

Series 7

Date: 10/12/1993

Series 6

Date: 5/7/1992

Series 24

Date: 11/13/2008

Series 51

Date: 4/29/2003

Series 26

Date: 5/15/2000

Current Firm

EMPIRICAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRICAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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