Armand C. Spaziano

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CRANSTON, RI 02920

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CRD#: 2214579

Professional summary

Armand Christopher Spaziano is a registered financial advisor currently at CREATIVE RESOURCES INVESTMENT ADVISORS LLC located in Cranston, Rhode Island.

Armand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Armand has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE ACTIVITY;ESTATE PLANNING, TRUSTEE SERVICES, RIA - 1)CREATIVE RESOURCES INVESTMENT ADVISOR, LLC, 114 Heather St. Cranston RI 02920, VICE PRESIDENT/INVESTMENT ADVISOR, 10/1993, PORTFOLIO MANAGER, 90%. 2) Alluvion Brands, LLC, Cranston, RI, privately-held management consulting company, President, 09/2021, less than 10%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armand Christopher Spaziano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2015 - Present

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Office #1: #1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920

RIA

CRD#: 110484

CRANSTON, RI

Past

July 14, 2009 - December 23, 2009

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WARWICK, RI

Past

July 28, 2008 - July 14, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WARWICK, RI

Past

November 11, 1999 - July 29, 2008

CR BROKER SERVICES, LLC

CRD#: 45753

WARWICK, RI

Past

March 7, 1995 - December 31, 2014

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

RIA

CRD#: 110484

WARWICK, RI

Past

March 30, 1994 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 30, 1994 - August 31, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 1, 1992 - November 27, 1992

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2024)

IAR

Florida
(6/9/2015)

IAR

Illinois
(5/13/2015)

IAR

Massachusetts
(3/17/2015)

IAR

Missouri
(9/21/2022)

IAR

New Hampshire
(9/14/2015)

IAR

Rhode Island
(3/2/2015)

IAR

Texas
(3/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/29/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC | CREATIVE RESOURCES INVESTMENT ADVISORS, LLC

CRD#: 110484 / SEC#: 801-55177

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

California

Registered Investment Advisory firm - (8/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2015 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/17/2015 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (6/27/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (2/24/2015 Approved)

Texas

Registered Investment Advisory firm - (2/26/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920

Mailing Address

Phone number

(401) 738-0070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 19,093,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Armand C. Spaziano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armand Christopher Spaziano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

NEWBRIDGE SECURITIES CORPORATION

GROVE POINT INVESTMENTS, LLC

CR BROKER SERVICES, LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/1994

Series 63

Date: 4/29/1992

Series 6

Date: 4/29/1992

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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