David M. Suntken
Professional summary
David Michael Suntken, CIMA®, who also goes by David Suntken, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Ames, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Suntken's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
RIA ADVISORY GROUP, LLC
August 1, 2018 - July 24, 2020
BALEFIRE, LLC
August 8, 2014 - December 31, 2017
BALEFIRE, LLC
December 6, 2002 - October 29, 2015
LPL FINANCIAL LLC
December 6, 2002 - July 15, 2020
LPL FINANCIAL LLC
July 10, 2001 - December 16, 2002
PIPER SANDLER & CO.
July 12, 1999 - December 16, 2002
PIPER SANDLER & CO.
March 13, 1992 - July 20, 1999
EDWARD JONES
Primary Firm SEC Registration
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2020)
Exams
Current Firm
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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