Robert C. Marlatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Chal Marlatt, who also goes by Rob Marlatt, Robert C Marlatt, Robert Marlatt, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2014 - August 6, 2024
CU INVESTMENT SOLUTIONS LLC
January 6, 2012 - May 21, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - May 21, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 15, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
November 19, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
May 22, 2002 - August 8, 2007
WORLD EQUITY GROUP, INC.
April 12, 2002 - May 29, 2002
WORLD GROUP SECURITIES, INC.
February 25, 2002 - April 12, 2002
WMA SECURITIES, INC.
June 3, 1997 - December 18, 2001
WMA SECURITIES, INC.
July 11, 1994 - June 12, 1997
NATIONAL PLANNING CORPORATION
March 4, 1992 - August 7, 1992
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CU INVESTMENT SOLUTIONS LLC
CRD#: 43753 / SEC#: , 8-50400
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLOYA CORPORATE FCU | OWNER | |
| CATALYST FEDERAL CREDIT UNION | OWNER | |
| CORPORATE AMERICA CREDIT UNION | OWNER | |
| MILLENNIUM CORPORATE CREDIT UNION | OWNER | |
| TRICORP FEDERAL CREDIT UNION | OWNER | |
| VOLUNTEER CORPORATE CREDIT UNION | OWNER | |
| BECKER, JOSHUA DAMON | CHIEF OPERATING OFFICER | 5784666 |
| JACKSON, MATTHEW DAVID | CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 3251494 |
| THOMAS, BRADFORD LOWELL | CHIEF FINANCIAL OFFICER | 6180244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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