EG
Edward M. Goldberg
WESTMINSTER FINANCIAL ADVISORY CORP
West Hartford, CT 06110
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CRD#: 2214416
EG
Professional summary
Edward Martin Goldberg, CFP®, who also goes by Edward M Goldberg, is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in West Hartford, Connecticut and WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Edward has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward M Goldberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME AND ADDRESS: EDWARD GOLDBERG, 100 NORTHFIELD DRIVE, SUITE 200, WINDSOR, CT 06095.
CATEGORY: INSURANCE.
INVESTMENT-RELATED: YES.
TITLE: AGENT
DUTIES: OFFERING DISABILITY INSURANCE, FIXED ANNUITIES, TRADITIONAL LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE.
START DATE: 12/01/1991
HOURS PER MONTH: 20.
HOURS PER MONTH DURING TRADING HOURS: 20.
2) FINANCIAL ASPECTS OF DIVORCE, LLC, 26 WALKER DRIVE. SIMSBURY, CT 06070
CATEGORY: DIVORCE PLANNING
INVESTMENT- RELATED: NO.
TITLE: OWNER
DUTIES: PROVIDES DIVORCE PLANNING SERVICES.
START DATE: 8/2011.
HOURS PER MONTH: 20
HOURS PER MONTH DURING TRADING HOURS: 20.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Martin Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 23, 2019 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 433 South Main St Suite 105, West Hartford, CT 06110RIA
CRD#: 110283
West Hartford, CT
Current
February 22, 2019 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440Office #2: 433 South Main Street Suite 305, West Hartford, CT 06110BD
CRD#: 20677
Beavercreek, OH
Past
February 19, 2002 - March 29, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 1, 1999 - March 6, 2019
OSAIC FA, INC.
RIA
CRD#: 3978
WINDSOR, CT
Past
June 1, 1998 - March 6, 2019
OSAIC FA, INC.
BD
CRD#: 3978
WINDSOR, CT
Past
February 27, 1992 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/22/2019)
IAR
Connecticut(2/23/2019)
RR
District of Columbia(2/4/2020)
IAR
District of Columbia(3/4/2020)
RR
Florida(2/22/2019)
IAR
Florida(8/27/2024)
RR
Georgia(2/22/2019)
IAR
Georgia(3/14/2019)
IAR
Maryland(6/4/2019)
RR
Maryland(6/6/2019)
RR
New Jersey(2/22/2019)
IAR
New Jersey(2/25/2019)
RR
New York(2/22/2019)
IAR
New York(8/13/2021)
RR
Ohio(9/7/2022)
IAR
Ohio(9/7/2022)
RR
South Carolina(2/22/2019)
IAR
South Carolina(3/14/2019)
RR
Vermont(1/15/2025)
IAR
Vermont(1/15/2025)
RR
Wisconsin(7/6/2021)
IAR
Wisconsin(7/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
