Marvin B. Povich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Brent Povich, who also goes by Marvin B Povich, Marvin Povich, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1993. Marvin had worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 8 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2009 - April 10, 2013
MCNALLY FINANCIAL SERVICES CORPORATION
June 16, 2008 - October 1, 2009
BONDS.COM LLC
November 29, 2007 - March 11, 2008
COURTLANDT WEALTH MANAGEMENT
October 1, 2007 - March 12, 2008
COURTLANDT SECURITIES CORPORATION
August 1, 2005 - October 3, 2005
ADVISORS ASSET MANAGEMENT, INC.
April 14, 2004 - May 11, 2004
FINACORP SECURITIES
June 1, 1998 - February 17, 2004
TD AMERITRADE, INC.
September 13, 1996 - June 1, 1998
JACK WHITE & COMPANY, INC.
August 16, 1994 - March 29, 1995
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 24, 1994 - June 8, 1994
COAST PARTNERS FINANCIAL CORPORATION
September 22, 1993 - November 11, 1993
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
