Robert C. Wilhelm

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CRD#: 2214066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Clarence Wilhelm was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2012 - May 15, 2020

RETIREMENT STRATEGIES, LTD.

RIA

CRD#: 163701

DUBLIN, OH

Past

June 24, 2003 - July 3, 2012

SIMPLY MONEY ADVISORS

RIA

CRD#: 106619

DUBLIN, OH

Past

June 10, 2003 - July 6, 2012

OSAIC WEALTH, INC.

CRD#: 23131

DUBLIN, OH

Past

January 1, 2000 - June 16, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

COLUMBUS, OH

Past

February 18, 1992 - June 16, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 18, 1992 - June 16, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT STRATEGIES, LTD.

CRD#: 163701 / SEC#: 801-112738

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/14/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/29/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1997

General Securities Principal Examination

Current Firm

RETIREMENT STRATEGIES, LTD.

CRD#: 163701 / SEC#: 801-112738

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2018 Terminated)

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Contact information

Main Address

5060 Parkcenter Ave. Suite A, Dublin, OH 43017

Mailing Address

Phone number

(614) 799-8668

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	974
AUM (Assets Under Management)	$ 242,909,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert C. Wilhelm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIMPLY MONEY ADVISORS

OSAIC WEALTH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

RETIREMENT STRATEGIES, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/7/1992

Series 7

Date: 5/1/1997

Series 6

Date: 2/14/1992

Series 51

Date: 3/29/2008

Series 24

Date: 5/24/1997

Current Firm

RETIREMENT STRATEGIES, LTD.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT STRATEGIES, LTD.

TRUST BUT VERIFY

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