Patrick J. Drazga

DRAZGA WEALTH ADVISORS

Wexford, PA 15090-9227

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CRD#: 2214058

Professional summary

Patrick J Drazga, CFP® is a registered financial advisor currently at DRAZGA WEALTH ADVISORS, LLC located in Wexford, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM MAINTAINING MY LIFE AND HEALTH INSURANCE LICENSES AND WILL HAVE THE ABILITY TO OFFER INSURANCE AND ANNUITY PRODUCTS TO CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Drazga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 28, 2009 - Present

DRAZGA WEALTH ADVISORS, LLC

Office #1: 9500 Brooktree Road Suite 302, Wexford, PA 15090-9227

RIA

CRD#: 151107

Wexford, PA

Past

August 5, 1998 - July 16, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PITTSBURGH, PA

Past

August 27, 1992 - July 16, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WEXFORD, PA

Past

February 19, 1992 - July 30, 1992

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/28/2009)

IAR

Texas
(3/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/23/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/18/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/11/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

DRAZGA WEALTH ADVISORS, LLC

DRAZGA WEALTH ADVISORS | DRAZGA WEALTH ADVISORS, LLC

CRD#: 151107 / SEC#:

Ohio

Registered Investment Advisory firm - (11/9/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/28/2009 Approved)

Texas

Registered Investment Advisory firm - (3/22/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9500 Brooktree Road Suite 302, Wexford, PA 15090-9227

Mailing Address

Phone number

(724) 799-8759

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 62,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick J. Drazga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Drazga's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRAZGA WEALTH ADVISORS, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/1998

Series 63

Date: 10/21/1992

Series 7

Date: 12/23/1992

Series 6

Date: 2/18/1992

Series 8

Date: 5/11/1999

Current Firm

DRAZGA WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRAZGA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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