Chad A. Crosier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Allen Crosier, who also goes by Chad Allen Heddin, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1992. Chad had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2002 - October 25, 2002
NAVILLUS SECURITIES, INC.
April 28, 1998 - October 2, 2001
COASTAL SECURITIES, INC.
December 5, 1996 - March 20, 1998
HUBERMAN FINANCIAL INC.
August 22, 1994 - October 16, 1996
COASTAL SECURITIES, INC.
June 25, 1993 - August 24, 1994
HARRIS SECURITIES, INC.
June 11, 1992 - August 3, 1992
AMERIPRISE ADVISOR SERVICES, INC.
March 9, 1992 - May 20, 1992
CHELSEA STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
NAVILLUS SECURITIES, INC.
CRD#: 31230 / SEC#: , 8-45424
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SULLIVAN, WILLIAM JOSEPH | CHAIRMAN/CEO/CFO/DIRECTOR | 2312200 |
| NEXTRADE HOLDINGS | SHAREHOLDER | |
| BOURDOW, ANTHONY WILLIAM | FINANCIAL/OPERATIONS PRINCIPAL | 1322617 |
| COX, DEWITT CLINTON III | SHAREHOLDER | 3040461 |
| SHERIDAN, JOSEPH BARTON SR | SECRETARY/VICE PRESIDENT/DIRECTOR | 2352613 |
| STEFF, TIMOTHY MARTIN | VICE PRESIDENT | 2349086 |
| SULLIVAN, DANIEL FRANCIS | PRESIDENT/DIRECTOR | 2312207 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
