Soo J. Lee
Professional summary
Soo J Lee, who also goes by Soo L Anton, Soo Jung Lee, is a registered financial advisor currently at WEALTH PLANNING ADVISORS LLC located in New Smyrna Beach, Florida.
Soo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Soo has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Soo J Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2017 - Present
WEALTH PLANNING ADVISORS LLC
October 16, 2015 - June 30, 2017
PNC WEALTH MANAGEMENT LLC
October 7, 2015 - June 30, 2017
PNC WEALTH MANAGEMENT LLC
February 5, 2015 - October 9, 2015
PARK AVENUE SECURITIES LLC
February 4, 2015 - October 9, 2015
PARK AVENUE SECURITIES LLC
January 1, 2011 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 8, 2010 - January 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 1, 2001 - August 6, 2004
DOMESTIC SECURITIES, INC.
August 14, 1998 - December 22, 1999
BANC OF AMERICA SECURITIES LLC
September 27, 1996 - August 7, 1998
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2017)
(4/13/2018)
Exams
Series 55
Date: 11/12/2001
Limited Representative-Equity Trader ExamCurrent Firm
WEALTH PLANNING ADVISORS LLC
CRD#: 289234 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 3,678,000 |
Red Flags
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