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JH

Janet L. Hawkins

ROBERT W. BAIRD & CO.
Seattle, WA 98104
Some features on this profile are disabled
CRD#: 2213865
JH

Professional summary

Janet Lynn Hawkins, who also goes by Janet L Hawkins, Janet Hawkins, Janet Lynn Toth, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Seattle, Washington.

Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Janet has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Janet L Hawkins | Janet Hawkins | Janet Lynn Toth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Lynn Hawkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Janet Lynn Hawkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 925 Fourth Ave Ste 3600, Seattle, WA 98104
RIA
BD
CRD#: 8158
Seattle, WA
Current

January 7, 2026 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 925 Fourth Ave Ste 3600, Seattle, WA 98104
RIA
BD
CRD#: 8158
Seattle, WA
Past

August 9, 2023 - December 18, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Seattle, WA
Past

August 9, 2023 - December 18, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Seattle, WA
Past

December 14, 2022 - August 8, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Bellevue, WA
Past

December 14, 2022 - August 8, 2023

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Bellevue, WA
Past

December 19, 2017 - December 12, 2022

MORGAN STANLEY

RIA
CRD#: 149777
Kirkland, WA
Past

December 19, 2017 - December 12, 2022

MORGAN STANLEY

BD
CRD#: 149777
Kirkland, WA
Past

June 30, 2016 - December 14, 2017

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
BELLEVUE, WA
Past

June 30, 2016 - December 14, 2017

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
BELLEVUE, WA
Past

September 3, 2014 - May 27, 2016

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
AUBURN, WA
Past

July 9, 2014 - May 27, 2016

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
AUBURN, WA
Past

July 9, 2013 - July 7, 2014

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
JERSEY CITY, NJ
Past

April 27, 2011 - December 14, 2012

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
HORSHAM, PA
Past

January 14, 2011 - April 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEATTLE, WA
Past

October 23, 2009 - April 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 22, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

March 10, 2008 - May 12, 2009

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

June 7, 2007 - March 11, 2008

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

July 27, 2005 - May 24, 2007

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

March 18, 2003 - April 1, 2004

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

December 5, 2001 - December 17, 2002

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

November 26, 1999 - December 7, 2001

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

February 12, 1992 - August 18, 1999

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(1/7/2026)
RR
Massachusetts
(1/7/2026)
RR
Montana
(1/7/2026)
RR
Utah
(1/7/2026)
RR
Washington
(1/7/2026)
IAR
Washington
(1/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/3/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/11/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/2/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/26/2020
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BAIRD PRIVATE ASSET MANAGEMENT - WRAP (12/15/2025)
BAIRD GENERATIONAL WEALTH GROUP - WRAP (12/15/2025)
BAIRD INSTITUTIONAL CONSULTING SERVICES (12/15/2025)
THE DDK GROUP (12/15/2025)
BAIRD PRIVATE ASSET MANAGEMENT (12/15/2025)
BAIRD GENERATIONAL WEALTH GROUP (12/15/2025)
BAIRD EQUITY ASSET MANAGEMENT - CHAUTAUQUA CAPITAL MANAGEMENT (12/15/2025)
BAIRD FINANCIAL PLANNING SERVICES (12/15/2025)
BAIRD PRIVATE WEALTH MANAGEMENT (12/15/2025)
THE DDK GROUP - WRAP (12/15/2025)
BAIRD INSTITUTIONAL EQUITY RESEARCH SERVICES (3/21/2025)
BAIRD ADVISORS (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER
BOOTH, STEVEN GREGORYCHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER2147388
DAHLBERG, ERIK CHARLESDIRECTOR1650544
GRAVERSON, CHRISTA LYNNCHIEF COMPLIANCE OFFICER4912961
LAWTON, PATRICK STEVENDIRECTOR1007318
MAXWELL, TERRANCE PATRICKCHIEF FINANCIAL OFFICER, DIRECTOR1463158
PALMER, ANGELA MARIEREGISTERED INVESTMENT ADVISOR CCO4915568
SCHROEDER, MICHAEL JOHNDIRECTOR1483012
SCHULTZ, PAUL LEEGENERAL COUNSEL, SECRETARY1965163
STANEK, MARY ELLENDIRECTOR2006493
THUROW, LAURA KCHIEF OPERATIONS OFFICER3193702

Regulatory assets under management

Total Number of Accounts350,776
AUM (Assets Under Management)$ 342,142,869,924

Disclosures

Regulatory Event43
Arbitration31

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2025
Cover Page
Report
10/24/2024
Cover Page
Report
11/15/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158Seattle, WA 98104

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