Timothy P. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Foley, who also goes by Timothy Foley, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 22, 2016
BB&T SECURITIES, LLC
January 2, 2013 - March 22, 2016
BB&T SECURITIES, LLC
June 4, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
June 4, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 20, 2011 - May 24, 2012
PALMETTO ADVISORY
July 20, 2011 - May 24, 2012
PALMETTO ADVISORY GROUP, LLC
October 17, 2007 - June 8, 2010
MORGAN STANLEY & CO. LLC
October 17, 2007 - June 8, 2010
MORGAN STANLEY & CO. LLC
August 23, 2007 - September 21, 2007
OLD MUTUAL CAPITAL
September 23, 2005 - September 21, 2007
OLD MUTUAL INVESTMENT PARTNERS
June 15, 1998 - August 31, 2005
PUTNAM INVESTMENT MANAGEMENT, LLC
June 15, 1998 - August 23, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 24, 1995 - July 7, 1998
FIRST UNION BROKERAGE SERVICES, INC.
February 11, 1992 - July 18, 1995
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
