Jason R. Pokorny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Robert Pokorny, who also goes by Jason R Pokorny, Jason Pokorny, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1992. Jason had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - March 9, 2015
OTR GLOBAL TRADING LLC
January 2, 2001 - June 19, 2008
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - January 2, 2001
HUNTER SPECIALISTS, LLC
July 24, 1992 - May 30, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 1992 - June 27, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 18, 1992 - June 27, 1992
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OTR GLOBAL TRADING LLC
CRD#: 138116 / SEC#: , 8-67147
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
