Michael Capelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Capelli was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - June 6, 2024
FENNEL
August 9, 2007 - September 20, 2022
LIQUIDNET, INC.
December 19, 2003 - August 27, 2007
MILETUS TRADING, LLC
August 5, 1994 - September 25, 2002
VIRTU ITG LLC
May 15, 1992 - July 10, 1992
LEHMAN BROTHERS INC.
March 26, 1992 - May 26, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/26/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamCurrent Firm
FENNEL
CRD#: 316281 / SEC#: , 8-70779
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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