MC
Michael Capelli
VELOCITY CLEARING
New York, NY 10038
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CRD#: 2213756
MC
Professional summary
Michael Capelli is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Capelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2026 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038BD
CRD#: 126588
New York, NY
Past
January 3, 2023 - June 6, 2024
FENNEL
BD
CRD#: 316281
NEW YORK, NY
Past
August 9, 2007 - September 20, 2022
LIQUIDNET, INC.
BD
CRD#: 103987
NEW YORK, NY
Past
December 19, 2003 - August 27, 2007
MILETUS TRADING, LLC
BD
CRD#: 127732
NEW YORK, NY
Past
August 5, 1994 - September 25, 2002
VIRTU ITG LLC
BD
CRD#: 29299
NEW YORK, NY
Past
May 15, 1992 - July 10, 1992
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 26, 1992 - May 26, 1992
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2026)
RR
Alaska(5/27/2026)
RR
Arizona(5/27/2026)
RR
Arkansas(5/27/2026)
RR
California(5/27/2026)
RR
Colorado(5/27/2026)
RR
Connecticut(5/27/2026)
RR
Delaware(5/27/2026)
RR
District of Columbia(5/27/2026)
RR
Florida(5/27/2026)
RR
Georgia(5/27/2026)
RR
Hawaii(5/27/2026)
RR
Idaho(5/27/2026)
RR
Illinois(5/27/2026)
RR
Indiana(5/27/2026)
RR
Iowa(5/27/2026)
RR
Kansas(5/27/2026)
RR
Kentucky(5/27/2026)
RR
Louisiana(5/27/2026)
RR
Maine(5/27/2026)
RR
Maryland(5/27/2026)
RR
Massachusetts(5/27/2026)
RR
Michigan(5/27/2026)
RR
Minnesota(5/27/2026)
RR
Mississippi(5/27/2026)
RR
Missouri(5/27/2026)
RR
Montana(5/27/2026)
RR
Nebraska(5/27/2026)
RR
Nevada(5/27/2026)
RR
New Hampshire(5/27/2026)
RR
New Jersey(5/27/2026)
RR
New Mexico(5/27/2026)
RR
New York(5/27/2026)
RR
North Carolina(5/28/2026)
RR
North Dakota(5/27/2026)
RR
Ohio(5/27/2026)
RR
Oklahoma(5/27/2026)
RR
Oregon(5/27/2026)
RR
Pennsylvania(5/27/2026)
RR
Puerto Rico(5/27/2026)
RR
Rhode Island(5/27/2026)
RR
South Carolina(5/27/2026)
RR
South Dakota(5/27/2026)
RR
Tennessee(5/27/2026)
RR
Texas(5/27/2026)
RR
Utah(5/27/2026)
RR
Vermont(5/27/2026)
RR
Virgin Islands(5/27/2026)
RR
Virginia(5/27/2026)
RR
Washington(5/27/2026)
RR
West Virginia(5/27/2026)
RR
Wisconsin(5/27/2026)
RR
Wyoming(5/27/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/26/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
CRD#: 126588 / SEC#: , 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
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