Susan A. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan A Mann, who also goes by Susan A Jennejahn, Susan Pickeringmann, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1992. Susan had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2007 - March 3, 2008
ENSEMBLE FINANCIAL SERVICES, INC.
March 14, 2000 - January 16, 2007
SAGE, RUTTY & CO., INC.
March 26, 1999 - March 13, 2000
COMMUNITY INVESTMENT SERVICES, INC.
April 26, 1994 - March 16, 1999
CETERA INVESTMENT SERVICES LLC
May 21, 1992 - April 22, 1994
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENSEMBLE FINANCIAL SERVICES, INC.
CRD#: 17443 / SEC#: , 8-35776
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
