Chia-li Chien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chia-li Chien was a registered financial professional .
Chia-li is a previously registered financial professional and started their career in finance in 2005. Chia-li had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2011 - December 31, 2012
SENTRY CONSULTING, INC.
August 8, 2005 - August 14, 2009
OSAIC FA, INC.
July 13, 2005 - May 22, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 13, 2005 - August 14, 2009
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTRY CONSULTING, INC.
CRD#: 117190 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 25,709,406 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
