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Matthew Murphy

QUASAR DISTRIBUTORS
Portland, ME
·CRD# 2213501·34 years registered

Professional Summary

Matthew Murphy, who also goes by Matthew David Murphy, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew David Murphy

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years registered in the securities industry

Current & Past Employments

Current

QUASAR DISTRIBUTORS, LLCCurrent·CRD# 103848
BD
190 Middle Street Suite 301, Portland, ME 04101
July 17, 2024 - Present

Past

FORESIDE FINANCIAL SERVICES, LLCPast·CRD# 148477
BD
Portland, ME
April 17, 2023 - June 29, 2023
PACIFIC SELECT DISTRIBUTORS, LLCPast·CRD# 4452
BD
Newport Beach, CA
October 26, 2020 - April 14, 2023
BNY MELLON SECURITIES CORPORATIONPast·CRD# 231
BD
New York, NY
November 20, 2014 - March 26, 2019
UNIFIED FINANCIAL SECURITIES, LLCPast·CRD# 7868
BD
Indianapolis, IN
November 22, 2013 - October 24, 2014
PAYDEN & RYGEL DISTRIBUTORSPast·CRD# 29868
BD
Los Angeles, CA
February 3, 2009 - November 1, 2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLCPast·CRD# 39805
BD
Chicago, IL
July 25, 2007 - April 18, 2008
HARBOR FUNDS DISTRIBUTORS, INC.Past·CRD# 113506
BD
Chicago, IL
February 25, 2003 - May 1, 2007
BERGER DISTRIBUTORS LLCPast·CRD# 41436
BD
Denver, CO
September 8, 1997 - November 1, 2002
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
August 13, 1992 - August 12, 1997
HIBBARD BROWN & CO., INC.Past·CRD# 18246
BD
New York, NY
April 6, 1992 - May 7, 1992

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/17/2024)
RR
Alaska
(7/17/2024)
RR
Arizona
(7/17/2024)
RR
Arkansas
(7/17/2024)
RR
California
(7/17/2024)
RR
Colorado
(7/17/2024)
RR
Connecticut
(7/17/2024)
RR
Delaware
(7/17/2024)
RR
District of Columbia
(7/17/2024)
RR
Florida
(7/17/2024)
RR
Georgia
(7/17/2024)
RR
Hawaii
(7/17/2024)
RR
Idaho
(7/17/2024)
RR
Illinois
(7/17/2024)
RR
Indiana
(7/17/2024)
RR
Iowa
(7/17/2024)
RR
Kansas
(7/17/2024)
RR
Kentucky
(7/17/2024)
RR
Louisiana
(7/17/2024)
RR
Maine
(7/17/2024)
RR
Maryland
(7/17/2024)
RR
Massachusetts
(7/17/2024)
RR
Michigan
(7/17/2024)
RR
Minnesota
(7/17/2024)
RR
Mississippi
(7/17/2024)
RR
Missouri
(7/17/2024)
RR
Montana
(7/17/2024)
RR
Nebraska
(7/17/2024)
RR
Nevada
(7/17/2024)
RR
New Hampshire
(7/17/2024)
RR
New Jersey
(7/17/2024)
RR
New Mexico
(7/17/2024)
RR
New York
(7/17/2024)
RR
North Carolina
(7/17/2024)
RR
North Dakota
(7/17/2024)
RR
Ohio
(7/18/2024)
RR
Oklahoma
(7/17/2024)
RR
Oregon
(7/17/2024)
RR
Pennsylvania
(7/17/2024)
RR
Rhode Island
(7/17/2024)
RR
South Carolina
(7/17/2024)
RR
South Dakota
(7/17/2024)
RR
Tennessee
(7/17/2024)
RR
Texas
(7/17/2024)
RR
Utah
(7/17/2024)
RR
Vermont
(7/17/2024)
RR
Virginia
(7/17/2024)
RR
Washington
(7/17/2024)
RR
West Virginia
(7/17/2024)
RR
Wisconsin
(7/17/2024)
RR
Wyoming
(7/17/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Murphy's CRS (Customer Relationship Summary).

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