Matthew D. Murphy

QUASAR DISTRIBUTORS

Portland, ME 04101

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CRD#: 2213501

Professional summary

Matthew David Murphy, who also goes by Matthew David Murphy, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew David Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew David Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

April 17, 2023 - June 29, 2023

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

PORTLAND, ME

Past

October 26, 2020 - April 14, 2023

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

November 20, 2014 - March 26, 2019

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

November 22, 2013 - October 24, 2014

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

February 3, 2009 - November 1, 2013

PAYDEN & RYGEL DISTRIBUTORS

CRD#: 29868

LOS ANGELES, CA

Past

July 25, 2007 - April 18, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

February 25, 2003 - May 1, 2007

HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506

CHICAGO, IL

Past

September 8, 1997 - November 1, 2002

BERGER DISTRIBUTORS LLC

CRD#: 41436

DENVER, CO

Past

August 13, 1992 - August 12, 1997

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 6, 1992 - May 7, 1992

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/17/2024)

Alaska
(7/17/2024)

Arizona
(7/17/2024)

Arkansas
(7/17/2024)

California
(7/17/2024)

Colorado
(7/17/2024)

Connecticut
(7/17/2024)

Delaware
(7/17/2024)

District of Columbia
(7/17/2024)

Florida
(7/17/2024)

Georgia
(7/17/2024)

Hawaii
(7/17/2024)

Idaho
(7/17/2024)

Illinois
(7/17/2024)

Indiana
(7/17/2024)

Iowa
(7/17/2024)

Kansas
(7/17/2024)

Kentucky
(7/17/2024)

Louisiana
(7/17/2024)

Maine
(7/17/2024)

Maryland
(7/17/2024)

Massachusetts
(7/17/2024)

Michigan
(7/17/2024)

Minnesota
(7/17/2024)

Mississippi
(7/17/2024)

Missouri
(7/17/2024)

Montana
(7/17/2024)

Nebraska
(7/17/2024)

Nevada
(7/17/2024)

New Hampshire
(7/17/2024)

New Jersey
(7/17/2024)

New Mexico
(7/17/2024)

New York
(7/17/2024)

North Carolina
(7/17/2024)

North Dakota
(7/17/2024)

Ohio
(7/18/2024)

Oklahoma
(7/17/2024)

Oregon
(7/17/2024)

Pennsylvania
(7/17/2024)

Rhode Island
(7/17/2024)

South Carolina
(7/17/2024)

South Dakota
(7/17/2024)

Tennessee
(7/17/2024)

Texas
(7/17/2024)

Utah
(7/17/2024)

Vermont
(7/17/2024)

Virginia
(7/17/2024)

Washington
(7/17/2024)

West Virginia
(7/17/2024)

Wisconsin
(7/17/2024)

Wyoming
(7/17/2024)

Exams

State Security Law Exam

Series 63

Date: 4/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/26/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/18/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew David Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

BNY MELLON SECURITIES CORPORATION

UNIFIED FINANCIAL SECURITIES, LLC

PAYDEN & RYGEL DISTRIBUTORS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

HARBOR FUNDS DISTRIBUTORS, INC.

BERGER DISTRIBUTORS LLC

CHARLES SCHWAB & CO., INC.

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/13/1992

SIE

Date: 10/1/2018

Series 3

Date: 1/26/2016

Series 7

Date: 3/18/1992

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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