Brian L. Spahr

SPAHR FINANCIAL GROUP

HUNTINGTON BEACH, CA 92648

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CRD#: 2213298

Professional summary

Brian L. Spahr, CFP®, who also goes by Brian L Spahr, is a registered financial advisor currently at SPAHR FINANCIAL GROUP, LLC located in Huntington Beach, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 6 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian L Spahr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPAHR FINANCIAL GROUP, LLC INVESTMENT RELATED - YES 18682 BEACH BLVD., STE. 235, HUNTINGTON BEACH, CA 92648 REGISTERED INVESTMENT ADVISOR OWNER-PRESIDENT-CEO 6-1992 STARTED BUSINESS 120 HRS/MO DEVOTED TO BUSINESS 90% DEVOTED TO RIA DURING SECURITIES TRADING HOURS ALL DUTIES INVOLVING REGISTERED INVESTMENT ADVISORY OPERATION FROM COMPLIANCE, MARKETING, MANAGEMENT, ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian L. Spahr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 5, 2002 - Present

SPAHR FINANCIAL GROUP, LLC

Office #1: 18682 Beach Blvd., Ste. 235, Huntington Beach, CA 92648

RIA

CRD#: 123900

HUNTINGTON BEACH, CA

Past

October 15, 2003 - October 28, 2004

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

January 2, 1996 - September 22, 2003

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

April 25, 1994 - January 15, 1996

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

June 15, 1992 - April 28, 1994

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Past

March 11, 1992 - May 26, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/29/1993

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/1993

General Securities Principal Examination

Current Firm

SPAHR FINANCIAL GROUP, LLC

CRD#: 123900 / SEC#:

California

Registered Investment Advisory firm - (6/5/2002 Approved)

Texas

Registered Investment Advisory firm - (12/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

18682 Beach Blvd. Suite 235, Huntington Beach, CA 92648

Mailing Address

Phone number

(714) 963-5000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 25,884,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian L. Spahr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian L. Spahr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPAHR FINANCIAL GROUP, LLC

AFA FINANCIAL GROUP, LLC

SECURITIES SERVICE NETWORK, LLC

GLOBAL CAPITAL SECURITIES CORPORATION

INTERFIRST CAPITAL CORPORATION

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/1992

Series 7

Date: 3/9/1992

Series 4

Date: 12/29/1993

Series 24

Date: 9/3/1993

Current Firm

SPAHR FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPAHR FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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