George J. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Jones JR., who also goes by George Jones, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2016 - December 31, 2020
BCM WEALTH MANAGEMENT
August 11, 2015 - June 30, 2016
MERCAP ADVISORS, INC.
May 10, 2012 - June 30, 2016
MERCAP SECURITIES, LLC
August 8, 2011 - November 24, 2015
MERION WEALTH PARTNERS, LLC
November 25, 2003 - August 2, 2011
COMPASS FINANCIAL ADVISORS, LLC
October 2, 1995 - December 3, 2003
RICH INVESTMENTS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/12/1994
Non-Member General Securities ExaminationCurrent Firm
BCM WEALTH MANAGEMENT
CRD#: 122434 / SEC#: 801-110693
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 199,504,434 |
Red Flags
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