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RC

Robert A. Corsarie

FIFTH THIRD SECURITIES
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 2213136
RC

Professional summary


Robert Albert Corsarie, who also goes by Robert Albert Corsarre, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Cincinnati, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Robert Albert Corsarre

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FLORIDA EVERBLADES - NOT INVESTMENT-RELATED - 11000 EVERBLADES PARKWAY, ESTERO, FL 33928 - HOCKEY - GOALTENDER - < 1 HR/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - HOCKEY GOALTENDER ----------------------------------------------------------------------------- Rental property - Naples, FL 34109 - owner/landlord - 1 hr/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert Albert Corsarie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Robert Albert Corsarie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 6, 2025 - Present

FIFTH THIRD SECURITIES, INC.

Office #1: 38 Fountain Square Plaza, Cincinnati, OH 45202
RIA
BD
CRD#: 628
CINCINNATI, OH
Current

June 5, 2006 - Present

FIFTH THIRD SECURITIES, INC.

Office #1: 38 Fountain Square Plaza, Cincinnati, OH 45202
RIA
BD
CRD#: 628
CINCINNATI, OH
Past

July 28, 2006 - May 5, 2025

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
NAPLES, FL
Past

July 6, 2005 - May 8, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DETROIT, MI
Past

July 6, 2005 - May 8, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DETROIT, MI
Past

November 15, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
INDIANAPOLIS, IN
Past

October 26, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

February 20, 2004 - November 5, 2004

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

February 2, 2004 - November 5, 2004

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

July 25, 1996 - February 5, 2004

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

April 1, 1996 - June 25, 1996

DIME SECURITIES, INC.

BD
CRD#: 28955
BROOKLYN, NY
Past

August 4, 1994 - April 2, 1996

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

April 15, 1994 - July 18, 1994

SANDGRAIN SECURITIES LLC

BD
CRD#: 26004
GARDEN CITY, NY
Past

March 16, 1992 - April 11, 1994

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428

RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/5/2020)
RR
Alaska
(6/10/2020)
RR
Arizona
(6/3/2020)
RR
Arkansas
(6/3/2020)
RR
California
(6/5/2006)
RR
Colorado
(6/3/2020)
RR
Connecticut
(3/18/2020)
RR
Delaware
(6/4/2020)
RR
District of Columbia
(3/20/2020)
RR
Florida
(6/12/2006)
RR
Georgia
(5/7/2008)
RR
Hawaii
(7/21/2020)
RR
Idaho
(6/3/2020)
RR
Illinois
(7/7/2020)
RR
Indiana
(6/3/2020)
RR
Iowa
(6/4/2020)
RR
Kansas
(6/11/2020)
RR
Kentucky
(6/3/2020)
RR
Louisiana
(6/4/2020)
RR
Maine
(6/5/2020)
RR
Maryland
(6/3/2020)
RR
Massachusetts
(10/17/2017)
RR
Michigan
(6/8/2020)
RR
Minnesota
(6/9/2020)
RR
Mississippi
(6/5/2020)
RR
Missouri
(6/3/2020)
RR
Montana
(6/3/2020)
RR
Nebraska
(6/4/2020)
RR
Nevada
(6/16/2020)
RR
New Hampshire
(6/18/2020)
RR
New Jersey
(6/4/2020)
RR
New Mexico
(6/4/2020)
RR
New York
(6/4/2020)
RR
North Carolina
(6/5/2020)
RR
North Dakota
(6/8/2020)
RR
Ohio
(6/3/2020)
IAR
Ohio
(5/6/2025)
RR
Oklahoma
(6/5/2020)
RR
Oregon
(6/4/2020)
RR
Pennsylvania
(3/19/2020)
RR
Puerto Rico
(6/3/2020)
RR
Rhode Island
(6/8/2020)
RR
South Carolina
(6/3/2020)
RR
South Dakota
(6/4/2020)
RR
Tennessee
(5/8/2007)
RR
Texas
(6/4/2020)
RR
Utah
(6/4/2020)
RR
Vermont
(6/3/2020)
RR
Virginia
(7/15/2020)
RR
Washington
(6/3/2020)
RR
West Virginia
(6/8/2020)
RR
Wisconsin
(6/3/2020)
RR
Wyoming
(6/3/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/22/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428

RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PASSAGEWAY MANAGED ACCOUNT PROGRAM BROCHURE (7/14/2025)

Direct owners and executive officers


NamePositionCRD#
FIFTH THIRD BANK, NATIONAL ASSOCIATIONOWNER
CORSARIE, ROBERT ALBERTDIRECTOR, HEAD OF RETAIL BROKERAGE2213136
JACOBS, JARRETT ANDREWDIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER3190249
JOHNSON MOBLEY, SHANNONDIRECTOR, REGIONAL INVESTMENT MANAGER2583704
KELLY, GINGER MICHELLEDIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL2357692
LUDWICK, JAMES PAULDIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS4286771
LYONS, TIMOTHYDIRECTOR, MANAGING DIRECTOR-TRADING2544688
MARCUS, ROBERT FRANKLINDIRECTOR, HEAD OF CAPITAL MARKETS2512810
OVERMANN, JUSTIN MICHAELDIRECTOR, PRINCIPAL OPERATIONS OFFICER4419793
STRATMOEN, CHRISTOPHER SCOTTDIRECTOR, PRINCIPAL FINANCIAL OFFICER5873893

Regulatory assets under management


Total Number of Accounts43,067
AUM (Assets Under Management)$ 9,127,646,064

Disclosures


Regulatory Event38
Arbitration19

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025
Cover Page
08/26/2024
10/20/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CRD#: 628Cincinnati, OH 45202

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