Peter K. Aman
Professional summary
Peter Kenneth Aman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Peter had worked at 2 firms, which includes APS FINANCIAL CORPORATION, PRINCIPAL FINANCIAL SECURITIESINC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1993 - August 3, 2010
APS FINANCIAL CORPORATION
January 1, 1993 - September 9, 1993
PRINCIPAL FINANCIAL SECURITIES,INC.
February 12, 1992 - December 12, 1992
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
APS FINANCIAL CORPORATION
CRD#: 10033 / SEC#: , 8-26088
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
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