Howard G. Goldstein
Professional summary
Howard Gary Goldstein, who also goes by Hg Goldstein, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Winter Park, Florida.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1992. Howard has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Gary Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2004 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 250 N. Wymore Road, Winter Park, FL 32789March 7, 2007 - July 8, 2010
KEY INVESTMENT ADVISORY, LLC
August 6, 2004 - December 31, 2008
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
June 6, 2002 - August 9, 2004
ALEXANDER READ INVESTMENT MANAGEMENT, INC.
December 7, 2001 - February 24, 2004
PEREGRINE FINANCIALS & SECURITIES, INC.
May 21, 1992 - December 13, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
March 17, 1992 - May 26, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2025)
(7/24/2015)
(2/24/2004)
(2/24/2004)
(7/27/2006)
(2/24/2004)
(1/4/2007)
(2/24/2004)
(2/24/2004)
(5/11/2004)
(3/18/2005)
(8/9/2006)
(5/11/2004)
(5/11/2004)
(5/11/2004)
(1/28/2005)
(5/18/2004)
(5/11/2004)
(2/24/2004)
(8/6/2018)
(2/24/2004)
(8/2/2004)
(2/24/2004)
(2/24/2004)
(2/24/2004)
(2/24/2004)
(5/11/2004)
(5/11/2004)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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