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AB

Alexander S Barned

ABSOLUTE CAPITAL MANAGEMENT
ST. AUGUSTINE, FL
·CRD# 2212865·34 years experience

Professional Summary

Alexander S Barned, who also goes by Alex Barned, Alexander St John Barned, is a registered financial advisor currently at ABSOLUTE CAPITAL MANAGEMENT, LLC located in St. Augustine, Florida. Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Alexander has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Barned, Alexander St John Barned

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ABSOLUTE CAPITAL MANAGEMENT, LLC·CRD# 121484
RIA
St. Augustine, FL
January 23, 2019 - Present
VESTGEN INVESTMENT MANAGEMENT·CRD# 118851
RIA
Egg Harbor Township, NJ
April 6, 2017 - December 4, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
March 3, 2017 - August 15, 2022
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
South Jacksonville, FL
July 9, 2014 - December 15, 2016
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
South Jacksonville, FL
January 29, 2014 - June 20, 2014
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
South Jacksonville, FL
August 15, 2013 - December 15, 2016
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
October 19, 2009 - June 24, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Summit, NJ
September 28, 2009 - October 2, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Wayzata, MN
September 11, 2003 - October 19, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 8, 1993 - September 12, 2003
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 18, 1992 - January 7, 1993
WILLIAM & CO. CAPITAL MARKETS LTD.·CRD# 8382
BD
Ny, NY
February 18, 1992 - January 20, 1993

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Current Firm

AC
ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - SEC (9/22/2003 Approved)
California
Registered Investment Advisory firm - California (9/26/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/25/2003 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/19/2003 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/19/2003 Terminated)
Washington
Registered Investment Advisory firm - Washington (9/25/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

101 Pennsylvania Blvd, Pittsburgh, PA 15228

Phone Number

(412) 388-1600

# of Employees

12

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ABSOLUTE CAPITAL MANAGEMENT, LLC (BROCHURE) (6/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,436

AUM (Assets Under Management)

$742,497,713

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. BARNED IS ALSO INVOLVED IN THE FOLLOWING OUTSIDE BUSINESS ACTIVITIES: 1. NAME OF OTHER BUSINESS: ALEXANDER BARNED INVESTMENT RELATED: NO ADDRESS: 7210 BLUE HERON PLACE CARLSBAD CA 92011 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2011 APROX NUMBER OF HOURS PER MONTH: 1 BRIEF DESCRIPTION OF DUTIES: RENTAL OF TIMESHARE 2. NAME OF OTHER BUSINESS: CREATIVE INCOME STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: GENERAL INSURANCE AGENCY START DATE: 03/3015 APROX NUMBER OF HOURS PER MONTH: 1 BRIEF DESCRIPTION OF DUTIES: OWNER SALE OF FIXED INSURANCE PRODUCTS, SUBJECT MATTER EXPERT -FINANCIAL SERVICES. 3. NAME OF OTHER BUSINESS: COLLEGE PROCESS CONSULTANTS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: COLLEGE ADMISSIONS CONSULTING ASSOCIATION, START DATE: 11/2023, APROX NUMBER OF HOURS PER MONTH: 1 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: CONSULTING

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - SEC (9/22/2003 Approved)
California
Registered Investment Advisory firm - California (9/26/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/25/2003 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/19/2003 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/19/2003 Terminated)
Washington
Registered Investment Advisory firm - Washington (9/25/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(2/14/2019)
IAR
Pennsylvania
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2004About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1996

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CRS (Client Relationship Summary) - RIA

Click below to view Alexander S Barned's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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