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JS

Joseph M. Signorelli

RCM SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2212806
JS

Professional summary

Joseph Michael Signorelli, who also goes by Joseph Signorelli, is a registered financial professional currently at RCM SECURITIES located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 5 firms and has passed the SIE, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Signorelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Signorelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2018 - Present

RCM SECURITIES

Office #1: 318 W Adams St Floor 10, Chicago, IL 60606Office #2: 318 W Adams, Floor 10, Chicago, IL 60606
BD
CRD#: 15548
Chicago, IL
Past

August 7, 2014 - July 14, 2017

WEDBUSH SECURITIES INC.

BD
CRD#: 877
CHICAGO, IL
Past

November 11, 2011 - April 14, 2015

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
CHICAGO, IL
Past

January 14, 2011 - October 20, 2011

ARCHELON LLC

BD
CRD#: 43187
CHICAGO, IL
Past

May 20, 2005 - October 17, 2008

TD OPTIONS LLC

BD
CRD#: 119855
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/19/2012
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RCM SECURITIES
CHANDER P. WADHWA | WADHWA, CHANDER P. | SNC CAPITAL MANGEMENT CORP. | SNC CAPITAL MANAGEMENT LLC | SNC CAPITAL MANAGEMENT CORP. | SNC CAPITAL MANAGEMENT CORP | RCM SECURITIES CORP | RCM SECURITIES

CRD#: 15548 / SEC#: , 8-33866

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
318 W Adams St Floor 10, Chicago, IL 60606
Mailing Address
318 W Adams St Floor 10, Chicago, IL 60606
Phone number
31287011530
Established
Illinois since 01/21/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SWEENEY, EDMUND JOSEPHCCO4566276
SWEENEY, EDMUND JOSEPHCEO4566276
3PEAS LLCOWNER
NAVILLUS CAPITAL LLCOWNER
RIEGER, PAUL JOSEPHBROKER5862030
SULLIVAN, TAMMY NAUGHTONSECRETARY4653089

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

RCM SECURITIES

CRD#: 15548Chicago, IL 60606

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