Alan B. Kostrinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Bruce Kostrinsky was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1992. Alan had worked at 11 firms and has passed the Series 63, Series 7, Series 55, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2014 - August 1, 2014
RAVEN SECURITIES CORP.
July 23, 2013 - August 1, 2014
AUERBACH GRAYSON & COMPANY LLC
November 27, 2012 - March 7, 2013
CITADEL SECURITIES LLC
December 19, 2007 - September 12, 2012
COWEN EXECUTION SERVICES LLC
November 14, 2001 - April 24, 2003
ALPS DISTRIBUTORS, INC.
January 17, 1997 - March 23, 2001
J.P. MORGAN SECURITIES INC.
November 7, 1995 - December 13, 1996
LAIDLAW GLOBAL SECURITIES, INC.
November 18, 1994 - November 13, 1995
BARINGTON CAPITAL GROUP, L.P.
March 15, 1993 - November 2, 1994
KIDDER, PEABODY & CO. INCORPORATED
March 24, 1992 - March 18, 1993
MELBOURNE GSI CORP.
February 17, 1992 - February 28, 1992
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
RAVEN SECURITIES CORP.
CRD#: 35201 / SEC#: , 8-40372
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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