MM

Mitchell P. Mcabee

Some features on this profile are disabled
CRD#: 2212765
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mitchell Paul Mcabee, who also goes by Mitch Paul Mcabee, was a registered financial professional .

Mitchell is a previously registered financial professional and started their career in finance in 1994. Mitchell had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mitch Paul Mcabee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 11, 2019 - December 31, 2025

DOMINION CAPITAL MANAGEMENT, LLC

RIA
CRD#: 287620
OKLAHOMA CITY, OK
Past

March 23, 2017 - December 31, 2018

DOMINION CAPITAL MANAGEMENT, LLC

RIA
CRD#: 287620
OKLAHOMA CITY, OK
Past

November 2, 2007 - February 8, 2017

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
CLINTON, OK
Past

October 30, 2007 - February 8, 2017

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
CLINTON, OK
Past

June 2, 2005 - October 31, 2007

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
CLINTON, OK
Past

May 17, 2004 - October 31, 2007

FSC SECURITIES CORPORATION

BD
CRD#: 7461
CLINTON, OK
Past

March 24, 2003 - July 22, 2004

FREEDOM ASSET MANAGEMENT, INC.

RIA
CRD#: 109654
CLINTON, OK
Past

December 11, 2001 - April 20, 2004

FREEDOM FINANCIAL, INC.

BD
CRD#: 45850
OMAHA, NE
Past

April 6, 2001 - December 7, 2001

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

June 21, 1999 - April 26, 2001

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

May 1, 1995 - June 14, 1999

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

June 9, 1994 - April 19, 1995

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

May 11, 1994 - June 3, 1994

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DC
DOMINION CAPITAL MANAGEMENT, LLC
DOMINION CAPITAL MANAGEMENT, INC. | DOMINION CAPITAL MANAGEMENT, LLC

CRD#: 287620 / SEC#:

Oklahoma
Registered Investment Advisory firm - (1/11/2019 Approved)
PREMIUM
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Contact information


Main Address
1900 Nw Expressway Suite 410, Oklahoma City, OK 73118
Mailing Address
Phone number
(405) 400-8900
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts11
AUM (Assets Under Management)$ 1,409,929

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DOMINION CAPITAL MANAGEMENT, LLC

CRD#: 287620

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Contact information


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