Mitchell P. Mcabee

DOMINION CAPITAL MANAGEMENT

Oklahoma City, OK 73118

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CRD#: 2212765

Professional summary

Mitchell Paul Mcabee, who also goes by Mitch Paul Mcabee, is a registered financial advisor currently at DOMINION CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mitchell has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Paul Mcabee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Covenant Financial Advisors, LLC, an insurance agncy POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 04/1991 ADDRESS: 1000 FRISCO, CLINTON OK 73601 DESCRIPTION: Fixed Insurance Sales MCABEE & COMPANY PC CERTIFIED PUBLIC ACCOUNTANTS POSITION: PRESIDENT NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO HOURS: 110 INVESTMENT RELATED HOURS: 110 START DATE: 01/01/1997 ADDRESS: 1000 FRISCO, CLITNON OK 73601 DESCRIPTION: ACCOUNTING & CPA PRACTICE CASHFLOCFO LLC POSITION: Owner NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 1000 Frisco, Clinton OK 73601 DESCRIPTION: Marketing of technology concepts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Paul Mcabee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2019 - Present

DOMINION CAPITAL MANAGEMENT, LLC

Office #1: 1900 Nw Expressway Suite 410, Oklahoma City, OK 73118Office #2: 1000 Frisco Ave, Clinton, OK 73601Office #3: 1900 Nw Expressway Suite 410, Oklahoma City, OK 73118

RIA

CRD#: 287620

Oklahoma City, OK

Past

March 23, 2017 - December 31, 2018

DOMINION CAPITAL MANAGEMENT, LLC

RIA

CRD#: 287620

OKLAHOMA CITY, OK

Past

November 2, 2007 - February 8, 2017

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

CLINTON, OK

Past

October 30, 2007 - February 8, 2017

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

CLINTON, OK

Past

June 2, 2005 - October 31, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CLINTON, OK

Past

May 17, 2004 - October 31, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

CLINTON, OK

Past

March 24, 2003 - July 22, 2004

FREEDOM ASSET MANAGEMENT, INC.

RIA

CRD#: 109654

CLINTON, OK

Past

December 11, 2001 - April 20, 2004

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

April 6, 2001 - December 7, 2001

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

June 21, 1999 - April 26, 2001

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

May 1, 1995 - June 14, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 9, 1994 - April 19, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

May 11, 1994 - June 3, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DOMINION CAPITAL MANAGEMENT, LLC

DOMINION CAPITAL MANAGEMENT, INC. | DOMINION CAPITAL MANAGEMENT, LLC

CRD#: 287620 / SEC#:

Oklahoma

Registered Investment Advisory firm - (1/11/2019 Approved)

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Contact information

Main Address

1900 Nw Expressway Suite 410, Oklahoma City, OK 73118

Mailing Address

Phone number

(405) 400-8900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 1,409,929

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mitchell P. Mcabee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Paul Mcabee's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINION CAPITAL MANAGEMENT, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FREEDOM ASSET MANAGEMENT, INC.

FREEDOM FINANCIAL, INC.

HORNOR, TOWNSEND & KENT, LLC

VERAVEST INVESTMENTS, INC.

VOYA FINANCIAL ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/1997

Series 63

Date: 4/5/1994

SIE

Date: 2/8/2017

Series 7

Date: 11/17/1997

Series 6

Date: 4/5/1994

Current Firm

DOMINION CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOMINION CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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