Christopher P. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Peter Cook was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1997 - October 7, 1998
NATIONWIDE ASSET MANAGEMENT CORPORATION
March 30, 1995 - January 4, 1996
PACIFIC COAST FINANCIAL SECURITIES, INC.
May 26, 1994 - March 24, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - May 31, 1994
CITIGROUP GLOBAL MARKETS INC.
October 28, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
May 14, 1992 - October 15, 1992
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONWIDE ASSET MANAGEMENT CORPORATION
CRD#: 42412 / SEC#: , 8-49850
Contact information
Documents
Red Flags
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