Richard M. Kieltyka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Matthew Kieltyka, who also goes by Dick Kieltyka, Richard M Kieltyka, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1992. Richard had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1998 - December 31, 2009
RMK ASSOCIATES,LLC
January 2, 1996 - September 28, 2009
COMMONWEALTH FINANCIAL NETWORK
February 24, 1992 - January 18, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 24, 1992 - January 18, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
