WK
William T. Keen
KEEN WEALTH ADVISORS
Overland Park, KS 66210
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CRD#: 2212517
WK
Professional summary
William Trell Keen, who also goes by William T Keen, Bill Keen, William Keen, is a registered financial advisor currently at KEEN WEALTH ADVISORS located in Overland Park, Kansas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William T Keen | Bill Keen | William Keen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Role: Author. Start Date: 07/2019 to Present. Address: 7500 College Blvd, Suite 1000, Overland Park, KS 66210. Investment Related: Yes. Hours Spent/ During Trading Hours: 1%/ Less than 1% during trading hours. Duties: Research, writing and marketing book. Compensation: Yes. 2) Company: Angel Flight (non-profit organization). Role: Volunteers time as pilot. Start Date: 01/2019 to Present. Address: 810 Richards Road, Kansas City, MO 64116. Investment Related: No. Hours Spent/ During Trading Hours: 1%/ Less than 1% during trading hours. Duties: Flying patients for medical treatment. Compensation: No. 3) Company: Angel Flight. Role: Treasurer. Start Date: 04/2025 to Present. Address: 810 Richards Road, Kansas City, MO 64116. Investment Related: No. Hours Spent/ During Trading Hours: 0. Compensation: No. Duties: Will report the organization's financial position to the board each quarter. He has no direct access to the organization's financial or investment accounts, other than in the capacity to review and report transactions to the board. 4) Company: KWA Holdings, LLC. Role: Managing Member/Owner. Start Date: 05/2024 to Present. Address: 7500 College Boulevard, Suite 1000, Overland Park, KS 66210. Investment Related: No. Hours Spent/ During Trading Hours: 0. Duties: Company owns and operates to offer private jet charter services. No associated duties or time commitments related to this ownership. Compensation: No.
CRS (Client Relationship Summary) - RIA
Click below to view William Trell Keen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2014 - Present
KEEN WEALTH ADVISORS
Office #1: 7500 College Blvd., Suite 1000, Overland Park, KS 66210RIA
CRD#: 170293
Overland Park, KS
Past
July 1, 2003 - May 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KANSAS CITY, MO
Past
July 1, 2003 - May 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KANSAS CITY, MO
Past
May 23, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
KANSAS CITY, MO
Past
May 15, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 13, 1998 - May 24, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 11, 1995 - March 10, 1998
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 19, 1993 - January 12, 1995
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KEEN WEALTH ADVISORS
KEEN WEALTH ADVISORS | KWMG, LLC
CRD#: 170293 / SEC#: 801-79725
RIA
Registered Investment Advisory firm - (5/23/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(6/11/2014)
IAR
Texas(5/23/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
KEEN WEALTH ADVISORS
KEEN WEALTH ADVISORS | KWMG, LLC
CRD#: 170293 / SEC#: 801-79725
RIA
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Contact information
Main Address
7500 College Blvd., Suite 1000, Overland Park, KS 66210
Mailing Address
Phone number
(913) 624-1841
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,605 |
| AUM (Assets Under Management) | $ 1,040,995,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
