Stephen Parnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Parnell was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1994. Stephen had worked at 5 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2025 - November 11, 2025
GT SECURITIES, INC.
May 6, 2022 - March 15, 2024
WINLO MANAGEMENT GROUP, LLC
June 2, 2020 - September 4, 2020
EMERSON EQUITY LLC
January 4, 2012 - May 6, 2013
INVESTMENT VISA ADVISORS LLC
September 13, 1996 - December 31, 1996
PFS INVESTMENTS INC.
December 21, 1994 - June 19, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/2/2020
General Securities Representative ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
