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Scoby Alan Zook

CRD# 2212486·Registered 2012 - 2023
Previously Registered: Being a previously registered professional could mean that Scoby is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scoby Alan Zook was a registered financial advisor. Scoby was a previously registered financial professional and started their career in finance 2012 - 2023. Scoby had worked at 1 firm and has passed the Series 2 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SCOBY ZOOK·CRD# 111214
RIA
Inverness, CA
March 12, 2012 - July 17, 2023

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Current Firm

SZ
SCOBY ZOOK

SCOBY ALAN ZOOK | ZOOK, SCOBY ALAN | SCOBY ZOOK & ASSOCIATES | SCOBY ZOOK

CRD#: 111214 / SEC#: 801-62513

Contact Information

Main Address

Inverness, CA

Mailing Address

Po Box 681, Inverness, CA 94937-0681

Phone Number

(415) 669-7313

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I SPEND APPROXIMATELY 5% OF MY TIME PREPARING TAX RETURNS FOR ABOUT 20 CLIENTS. IT IS NOT INVESTMENT RELATED, ALTHOUGH HELPFUL. I HAVE PREPARED TAX RETURNS SINCE 1980 AND AM AN ENROLLED AGENT, AUTHORIZED TO REPRESENT TAXPAYERS BEFORE THE IRS. I WOULD ESTIMATE I SPEND ABOUT 25 HOURS TOTAL IN THIS TAX BUSINESS PER YEAR, AND IT IS MOSTLY DURING TAX SEASON, THAT IS, FROM FEBRUARY TO APRIL OF EACH YEAR. I DO ALL THE WORK OF THIS TAX BUSINESS, AND THIS BUSINESS SHARES THE OFFICE OF MY INVESTMENT ADVISOR BUSINESS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 2 — Non-Member General Securities Examination

Passed Jan 1992

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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