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SZ

Scoby A. Zook

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CRD#: 2212486
SZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scoby Alan Zook was a registered financial professional .

Scoby is a previously registered financial professional and started their career in finance in 2012. Scoby had worked at 1 firm and has passed the Series 2 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I SPEND APPROXIMATELY 5% OF MY TIME PREPARING TAX RETURNS FOR ABOUT 20 CLIENTS. IT IS NOT INVESTMENT RELATED, ALTHOUGH HELPFUL. I HAVE PREPARED TAX RETURNS SINCE 1980 AND AM AN ENROLLED AGENT, AUTHORIZED TO REPRESENT TAXPAYERS BEFORE THE IRS. I WOULD ESTIMATE I SPEND ABOUT 25 HOURS TOTAL IN THIS TAX BUSINESS PER YEAR, AND IT IS MOSTLY DURING TAX SEASON, THAT IS, FROM FEBRUARY TO APRIL OF EACH YEAR. I DO ALL THE WORK OF THIS TAX BUSINESS, AND THIS BUSINESS SHARES THE OFFICE OF MY INVESTMENT ADVISOR BUSINESS.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2012 - July 17, 2023

SCOBY ZOOK

RIA
CRD#: 111214
INVERNESS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 2
Date: 1/28/1992
Non-Member General Securities Examination

Current Firm

SZ
SCOBY ZOOK
SCOBY ALAN ZOOK | ZOOK, SCOBY ALAN | SCOBY ZOOK & ASSOCIATES | SCOBY ZOOK

CRD#: 111214 / SEC#: 801-62513

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Contact information

Main Address
Inverness, CA
Mailing Address
Po Box 681, Inverness, CA 94937-0681
Phone number
(415) 669-7313
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCOBY ZOOK

CRD#: 111214

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