Jonathan S. Daspin
Professional summary
Jonathan Samuel Daspin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Jonathan had worked at 2 firms, which includes BNY DIRECT EXECUTION INC., CREDIT AGRICOLE SECURITIES (USA) INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2004 - May 10, 2004
BNY DIRECT EXECUTION INC.
June 10, 1992 - February 12, 2002
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
BNY DIRECT EXECUTION INC.
CRD#: 29598 / SEC#: , 8-39924
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY BROKERAGE INC. | SHAREHOLDER | |
| BASMAJIAN, PAUL GARO | NON-EMPLOYEE DIRECTOR | 1062621 |
| CANGEMI, JOSEPH NICHOLAS | MANAGING DIRECTOR | 2168235 |
| DESIMONECOGLIANDRO, LISA MARIE | DIRECTOR OF COMPLIANCE | 2691368 |
| MASTRANGELO, RALPH MICHAEL | NON-EMPLOYEE DIRECTOR | 3168192 |
| PACK, CAREY STEVEN | NON-EMPLOYEE DIRECTOR | 2463195 |
| TRIMBOLI, GREGORY JOSEPH | CHIEF FINANCIAL OFFICER | 1692328 |
| VELLI, JOSEPH MARK | NON-EMPLOYEE DIRECTOR | 2034898 |
Red Flags
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