Daniel T. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Thomas Hart was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2019 - September 30, 2019
CPOD MARKETS LLC
June 18, 2013 - May 2, 2014
TJM INVESTMENTS, LLC
October 11, 2007 - June 28, 2011
NORTHWATER CAPITAL MARKETS, LLC
May 11, 2005 - January 4, 2006
AXOS CLEARING LLC
September 27, 2004 - March 28, 2005
NF CLEARING, INC.
March 22, 2002 - September 9, 2004
NATIONAL FINANCIAL SERVICES LLC
October 26, 1998 - January 14, 2002
ABN AMRO INCORPORATED
October 18, 1993 - October 14, 1998
BNY CLEARING SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CPOD MARKETS LLC
CRD#: 298660 / SEC#: , 8-70200
Contact information
Documents
Direct owners and executive officers
Red Flags
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