Daniel P. Beisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Paul Beisner was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2012 - May 15, 2018
WILLIAM O'NEIL SECURITIES
June 11, 2007 - October 23, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 3, 2004 - June 4, 2007
COWEN EXECUTION SERVICES LLC
April 19, 1993 - May 3, 2004
BNY DIRECT EXECUTION INC.
June 30, 1992 - February 8, 1993
LEHMAN BROTHERS INC.
March 17, 1992 - July 13, 1992
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/21/2010
Limited Representative-Equity Trader ExamSeries 25
Date: 7/20/1999
NYSE Trading Assistant ExaminationCurrent Firm
WILLIAM O'NEIL SECURITIES
CRD#: 894 / SEC#: , 8-11763
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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